Filing Details
- Accession Number:
- 0001722438-23-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-22 16:41:58
- Reporting Period:
- 2023-02-21
- Accepted Time:
- 2023-02-22 16:41:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1722438 | Doma Holdings Inc. | DOMA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543844 | Alan Michael Smith | 101 Mission St. Suite 740 San Francisco CA 94105 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-02-21 | 3,566 | $0.68 | 2,406,064 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- As previously reported, on October 6, 2021, the reporting person was granted 129,871 restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On February 16, 2023, 8,117 shares of such RSUs vested. In connection with this vesting, 3,566 shares were sold on February 21, 2023 to satisfy the reporting person's tax withholding obligations.
- The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $0.665 to $0.703, inclusive. The reporting person hereby undertakes to provide, upon request, to the Issuer, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
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