Filing Details
- Accession Number:
- 0001181431-11-033501
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-31 17:40:48
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-05-31
- Accepted Time:
- 2011-05-31 16:40:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489631 | David Morse | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Svp, Americas Region | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-01 | 94 | $36.10 | 4,552 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-03-04 | 190 | $36.87 | 4,299 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-03-12 | 90 | $34.92 | 4,181 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-05-26 | 4,370 | $24.36 | 8,551 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-26 | 2,733 | $31.06 | 11,284 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-26 | 4,388 | $13.04 | 15,672 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-27 | 3,250 | $44.50 | 12,422 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-26 | 4,370 | $0.00 | 4,370 | $24.36 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-26 | 2,733 | $0.00 | 2,733 | $31.06 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-26 | 4,388 | $0.00 | 4,388 | $13.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-05 | No | 4 | M | Direct | |
| 5,467 | 2018-03-12 | No | 4 | M | Direct | |
| 8,776 | 2009-03-12 | No | 4 | M | Direct |
Footnotes
- Corrects an error in holdings on the reporting person's Form 4 filed on 03/07/11.
- Reflects the forfeiture of 63 shares for failure to meet vesting conditions.
- Reflects the forfeiture of 28 shares for failure to meet vesting conditions.
- The option became vested in three equal annual installments on each of 03/05/08, 03/05/09 and 03/05/10.
- The option became vested in three equal annual installments on each of 03/12/09, 03/12/10 and 03/12/11.
- The option became vested as to 4,388 options on each of 03/12/10 and 03/12/11 and 4,388 options will vest on 03/12/12.
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