Filing Details

Accession Number:
0001118417-23-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-21 19:47:24
Reporting Period:
2023-02-16
Accepted Time:
2023-02-21 19:47:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1118417 Model N Inc. MODN Services-Computer Programming, Data Processing, Etc. (7370) 770528806
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1773390 Christopher Lyon C/O Model N, Inc.
777 Mariners Island Blvd, Suite 300
San Mateo CA 94404
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-16 1,571 $35.04 157,517 No 4 S Direct
Common Stock Disposition 2023-02-16 698 $35.04 156,819 No 4 S Direct
Common Stock Disposition 2023-02-16 2,863 $35.04 154,024 No 4 S Direct
Common Stock Disposition 2023-02-16 531 $35.04 153,493 No 4 S Direct
Common Stock Disposition 2023-02-16 893 $35.04 152,600 No 4 S Direct
Common Stock Acquisiton 2023-02-19 759 $25.97 153,359 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,473 Indirect Christopher J Lyon Revocable Trust
Footnotes
  1. All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and/or performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.
  2. Includes an additional 68 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on December 4, 2020 in connection with the achievement of 101.1% of certain performance criteria related to the Reporting Person's PB-RSUs.
  3. Acquired under the Model N 2021 Employee Stock Purchase Plan.