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Home > Insider Trading > Filing (0001062993-23-004265)

Filing Details

Accession Number:: 0001062993-23-004265
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-02-21 16:47:13
Reporting Period:: 2023-02-21

Accepted Time:: 2023-02-21 16:47:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716314	Graham Corp	GHM	General Industrial Machinery & Equipment (3560)	161194720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1408288	E Alan Smith	C/O Graham Corporation 20 Florence Avenue Batavia NY 14020	Vp & General Manager - Batavia	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-02-21	4,000	$13.53	57,999	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00			9,158	9,158	Direct
Common Stock	Restricted Stock Units	$0.00			18,315	18,315	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	9,158	9,158	Direct
	18,315	18,315	Direct

Footnotes

These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of 5/23/2023, 5/23/2024 and 5/23/2025, except as otherwise provided in the award notice.
These restricted stock units, which convert into common stock on a one-for-one basis, vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.