Filing Details
- Accession Number:
- 0001209191-23-010752
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-17 17:06:20
- Reporting Period:
- 2023-02-15
- Accepted Time:
- 2023-02-17 17:06:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1047127 | Amkor Technology Inc. | AMKR | Semiconductors & Related Devices (3674) | 231722724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1887579 | Farshad Haghighi | 2045 East Innovation Circle Tempe AZ 85284 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-15 | 6,250 | $9.48 | 7,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-15 | 6,250 | $26.89 | 794 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2023-02-15 | 6,250 | $0.00 | 6,250 | $9.48 |
| Common Stock | Restricted Stock Units | Acquisiton | 2023-02-16 | 7,423 | $0.00 | 7,423 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-15 | 2029-02-15 | No | 4 | M | Direct |
| 7,423 | No | 4 | A | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.64 to $27.10.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- This stock option ("the Option") to acquire 100,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Option Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option vested on the fourth anniversary of the Option Grant Date.
- Represents shares of the Issuer's common stock underlying time-vested restricted stock units granted on February 16, 2023 (the "RSU Grant Date") pursuant to the Issuer's 2021 Equity Incentive Plan (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.
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