Filing Details
- Accession Number:
- 0001181431-11-033027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-26 20:43:20
- Reporting Period:
- 2011-05-25
- Filing Date:
- 2011-05-26
- Accepted Time:
- 2011-05-26 19:43:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1369076 | A Bruce Crawford | C/O Nanometrics, Inc. 1550 Buckeye Drive Milpitas CA 95035 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-25 | 1,389 | $0.98 | 41,954 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-25 | 556 | $1.17 | 42,510 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-25 | 230 | $7.50 | 42,740 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-25 | 2,175 | $14.91 | 40,565 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-25 | 1,389 | $0.00 | 1,389 | $0.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-25 | 556 | $0.00 | 556 | $1.17 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-25 | 230 | $0.00 | 230 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,334 | 2015-11-19 | No | 4 | M | Direct | |
| 5,000 | 2016-02-25 | No | 4 | M | Direct | |
| 3,672 | 2016-09-03 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010, and amended on September 10, 2010.
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008).
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (February 25, 2009).
- One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012.
Billionaire Hedge Funds
