Filing Details

Accession Number:
0001235802-23-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-14 17:27:00
Reporting Period:
2023-02-10
Accepted Time:
2023-02-14 17:27:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253176 Vapotherm Inc VAPO Surgical & Medical Instruments & Apparatus (3841) 462259298
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1753455 John Landry 100 Domain Drive
Exeter NH 03833
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-10 71,428 $1.05 381,392 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2023-02-10 71,428 $0.00 71,428 $1.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
71,428 2023-02-10 2028-02-10 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,550 Indirect Roth IRA I
Common Stock 3,400 Indirect Roth IRA II
Footnotes
  1. $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
  2. Includes 60,501 shares that will be issued over time upon vesting and settlement of restricted stock unit awards, 83,095 shares held by the reporting person's Roth IRA and 1,206 shares purchased under the Vapotherm, Inc. 2018 Employee Stock Purchase Plan.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.