Filing Details

Accession Number:
0001235802-23-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-14 17:17:30
Reporting Period:
2023-02-10
Accepted Time:
2023-02-14 17:17:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253176 Vapotherm Inc VAPO Surgical & Medical Instruments & Apparatus (3841) 462259298
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1897951 Dorota Mckay 100 Domain Drive
Exeter NH 03833
Vp, Controller And Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-10 19,047 $1.05 50,982 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2023-02-10 19,047 $0.00 19,047 $1.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,047 2023-02-10 2028-02-10 No 4 P Direct
Footnotes
  1. $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
  2. Includes 22,957 shares that will be issued over time upon vesting and settlement of restricted stock unit awards.