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Home > Insider Trading > Filing (0001235802-23-000022)

Filing Details

Accession Number:: 0001235802-23-000022
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-02-14 17:02:10
Reporting Period:: 2023-02-10

Accepted Time:: 2023-02-14 17:02:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1253176	Vapotherm Inc	VAPO	Surgical & Medical Instruments & Apparatus (3841)	462259298

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435005	Joseph Army	100 Domain Drive Exeter NH 03833	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-02-10	476,190	$1.05	1,636,769	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2023-02-10	476,190	$0.00	476,190	$1.17

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
476,190	2023-02-10	2028-02-10	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	325,000	Indirect	Kimberly D. Army Revocable Trust
Common Stock	500	Indirect	By Spouse

Footnotes

$1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
Includes 9,233 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan, as amended from time to time.