Filing Details
- Accession Number:
- 0001062993-23-002790
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-10 21:47:40
- Reporting Period:
- 2023-02-08
- Accepted Time:
- 2023-02-10 21:47:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886744 | Geron Corp | GERN | Pharmaceutical Preparations (2834) | 752287752 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1270928 | A John Scarlett | C/O Geron Corporation 919 E. Hillsdale Blvd, Suite 250 Foster City CA 94404 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-08 | 446,666 | $1.50 | 446,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-08 | 446,666 | $3.08 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-02-09 | 446,666 | $1.50 | 446,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-09 | 446,666 | $3.03 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-02-10 | 446,668 | $1.50 | 446,668 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-10 | 446,668 | $3.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-08 | 446,666 | $0.00 | 446,666 | $1.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-09 | 446,666 | $0.00 | 446,666 | $1.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-10 | 446,668 | $0.00 | 446,668 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-13 | No | 4 | M | Direct | |
| 0 | 2023-02-13 | No | 4 | M | Direct | |
| 0 | 2023-02-13 | No | 4 | M | Direct |
Footnotes
- Option was fully vested.
- These transactions reflect exercises and sales of options due to expire on February 13, 2023 and were conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on January 9, 2023.
Billionaire Hedge Funds
