Filing Details

Accession Number:
0001213900-23-009646
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-09 13:06:37
Reporting Period:
2023-02-09
Accepted Time:
2023-02-09 13:06:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1342009 P Robert Agostino D C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd. Suite 800
Los Angeles CA 90025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-09 12,500 $40.59 153,573 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These transactions were executed in multiple trades at prices ranging from $40.39 to $41.10. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.