Filing Details
- Accession Number:
- 0001104659-23-011781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-07 17:00:16
- Reporting Period:
- 2023-01-27
- Accepted Time:
- 2023-02-07 17:00:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1426506 | Smg Industries Inc. | SMGI | Transportation Services (4700) | 510662991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1839731 | H Steven Madden | 9821 Katy Fwy #880 Houston TX 77024 | Chief Transition Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2023-01-27 | 3,093,788 | $0.00 | 13,313,090 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2023-01-27 | 700,000 | $0.00 | 14,013,090 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2023-01-27 | 549,000 | $0.00 | 1,848,000 | No | 4 | P | Indirect | By Apex Heritage Investments LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Apex Heritage Investments LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.001 | 375,000 | Indirect | By Madden Heritage Foundation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Note | $0.10 | 43,144,390 | 0 | Direct | ||
| Common Stock | Convertible Note | $0.10 | 2020-08-20 | 2023-06-30 | 3,660,000 | 0 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 43,144,390 | 0 | Direct | |
| 2023-06-30 | 3,660,000 | 0 | Indirect |
Footnotes
- Issued as consideration for the extension of the maturity date of certain loans to the Issuer.
- Issued as additional consideration in connection with the loans made to the Issuer.
- Consists of various convertible notes exercisable between 12/18/2020 and 12/31/2023.
Billionaire Hedge Funds
