Filing Details

Accession Number:
0001104659-23-011649
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-07 13:54:08
Reporting Period:
2023-02-06
Accepted Time:
2023-02-07 13:54:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1264714 M Daniel Dickinson 5205 N. O'Connor Boulevard Suite 100
Irving TX 75039
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-06 6,070 $251.22 5,038 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $251.1050 to $251.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes adjustments for dividends accrued.