Filing Details

Accession Number:
0001209191-23-007386
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-06 20:01:46
Reporting Period:
2023-02-02
Accepted Time:
2023-02-06 20:01:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1699838 Confluent Inc. CFLT Services-Prepackaged Software (7372) 471824387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1868796 Lara Caimi C/O Confluent, Inc.
899 W. Evelyn Avenue
Mountain View CA 94041
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-02-02 15,065 $0.00 22,753 No 4 C Direct
Class A Common Stock Disposition 2023-02-02 15,065 $25.00 7,688 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2023-02-02 15,065 $0.00 15,065 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
286,232 No 4 C Direct
Footnotes
  1. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
  2. Shares sold pursuant to a 10b5-1 trading plan.