Filing Details

Accession Number:
0000048287-23-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-06 14:36:52
Reporting Period:
2023-02-02
Accepted Time:
2023-02-06 14:36:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
48287 Hni Corp HNI Office Furniture (No Wood) (2522) 420617510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418317 H Marshall Bridges 600 East Second Street
Muscatine IA 52761
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-04-01 72 $0.00 72,015 No 5 A Direct
Common Stock Acquisiton 2022-07-01 77 $0.00 72,092 No 5 A Direct
Common Stock Acquisiton 2022-09-30 101 $0.00 72,193 No 5 A Direct
Common Stock Acquisiton 2022-12-30 94 $0.00 72,287 No 5 A Direct
Common Stock Acquisiton 2022-12-31 195 $0.00 1,741 No 5 A Indirect Profit Sharing Retirement Plan
Common Stock Acquisiton 2023-02-02 4,383 $31.79 76,670 No 4 M Direct
Common Stock Disposition 2023-02-02 4,383 $32.35 72,287 No 4 S Direct
Common Stock Acquisiton 2023-02-03 33 $31.79 72,320 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 5 A Direct
No 5 A Direct
No 5 A Direct
No 5 A Indirect Profit Sharing Retirement Plan
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Non-qualifying employee stock option (right to buy) Disposition 2023-02-02 4,383 $0.00 4,383 $31.79
Common Non-qualifying employee stock option (right to buy) Disposition 2023-02-03 33 $0.00 33 $31.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33 2017-02-13 2023-02-13 No 4 M Direct
0 2017-02-13 2023-02-13 No 4 M Direct
Footnotes
  1. These shares were acquired during the fiscal year under the HNI Corporation Members' Stock Purchase Plan.
  2. These shares were acquired under the HNI Corporation Profit-Sharing Retirement Plan.
  3. The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
  4. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.29 - $32.43, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. This is an exercise and hold transaction. This transaction is the second in a two step transaction initiated on February 2, 2023, under a 10b5-1 plan where options were exercised and shares sold to cover taxes and expenses.