Filing Details

Accession Number:
0001580808-23-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-03 19:44:31
Reporting Period:
2023-02-02
Accepted Time:
2023-02-03 19:44:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580808 A10 Networks Inc. ATEN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570462 Dhrupad Trivedi C/O A10 Networks, Inc.
2300 Orchard Parkway
San Jose CA 95131
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-02 48,713 $0.00 534,636 No 4 M Direct
Common Stock Disposition 2023-02-02 7,270 $15.83 527,366 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance-based Restricted Stock Units Disposition 2023-02-02 48,713 $0.00 48,713 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
97,424 2026-01-25 No 4 M Direct
Footnotes
  1. Performance-Based Restricted Stock Units were previously reported on January 27, 2022, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 25, 2022 and January 25, 2026. The first achievement date occurred on January 23, 2023, as certified by the compensation committee of ATEN, resulting in 48,713 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on February 13, 2023 and an additional one-third (1/3) to vest on the each of the first and second anniversaries of January 23, 2023, subject to continued employment.
  2. Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.