Filing Details

Accession Number:
0001593968-23-000273
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-03 19:19:38
Reporting Period:
2023-02-01
Accepted Time:
2023-02-03 19:19:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397702 Silk Road Medical Inc SILK Surgical & Medical Instruments & Apparatus (3841) 208777622
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1770191 S. Andrew Davis C/O Silk Road Medical, Inc.
1213 Innsbruck Drive
Sunnyvale CA 94089
Chief Commercial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-01 6,753 $4.73 104,958 No 4 M Direct
Common Stock Disposition 2023-02-01 6,753 $54.05 98,205 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2023-02-01 6,753 $0.00 6,753 $4.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
54,865 2017-09-01 2027-11-30 No 4 M Direct
Footnotes
  1. The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on May 20, 2022.
  2. All of the shares subject to this option are fully vested and exercisable as of the date hereof.