Filing Details

Accession Number:
0001127602-23-003447
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-03 17:54:41
Reporting Period:
2023-02-02
Accepted Time:
2023-02-03 17:54:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390311 Iain Boyd Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vp - Operations Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-02 6,764 $155.92 13,013 No 4 M Direct
Common Stock Acquisiton 2023-02-02 6,400 $155.34 19,413 No 4 M Direct
Common Stock Disposition 2023-02-02 13,164 $259.08 6,249 No 4 S Direct
Common Stock Acquisiton 2023-02-03 2,736 $155.92 8,985 No 4 M Direct
Common Stock Disposition 2023-02-03 2,736 $259.01 6,249 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2023-02-02 6,764 $0.00 6,764 $155.92
Common Stock Stock Option (Right to Buy) Disposition 2023-02-02 6,400 $0.00 6,400 $155.34
Common Stock Stock Option (Right to Buy) Disposition 2023-02-03 2,736 $0.00 2,736 $155.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,736 2029-02-14 No 4 M Direct
3,200 2021-02-13 2030-02-13 No 4 M Direct
0 2029-02-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 660 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $168.70 2027-02-09 13,500 13,500 Direct
Common Stock Stock Option (Right to Buy) $161.18 2028-02-15 10,344 10,344 Direct
Common Stock Stock Option (Right to Buy) $189.89 2022-02-11 2031-02-11 6,044 6,044 Direct
Common Stock Stock Option (Right to Buy) $211.67 2023-02-10 2032-02-10 4,674 4,674 Direct
Common Stock Restricted Stock Units $0.00 2024-02-11 2024-02-11 942 942 Direct
Common Stock Restricted Stock Units $0.00 2025-02-10 2025-02-10 799 799 Direct
Common Stock Performance Units $0.00 1,215 1,215 Direct
Common Stock Performance Units $0.00 1,885 1,885 Direct
Common Stock Performance Units $0.00 1,598 1,598 Direct
Common Stock Deferred Stock Units $0.00 372 372 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-02-09 13,500 13,500 Direct
2028-02-15 10,344 10,344 Direct
2031-02-11 6,044 6,044 Direct
2032-02-10 4,674 4,674 Direct
2024-02-11 942 942 Direct
2025-02-10 799 799 Direct
1,215 1,215 Direct
1,885 1,885 Direct
1,598 1,598 Direct
372 372 Direct
Footnotes
  1. The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.
  2. Includes 4.5259 shares acquired under a dividend reinvestment plan.
  3. This transaction was executed in multiple trades at prices ranging from $259.00 to $259.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  4. This transaction was executed in multiple trades at prices ranging from $259.00 to $259.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  5. This information is based on a plan statement dated December 31, 2022.
  6. Option fully vested.
  7. Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
  8. Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  9. 1 for 1.
  10. The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
  11. If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  12. If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  13. If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  14. Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.