Filing Details

Accession Number:
0001593968-23-000270
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-03 12:46:00
Reporting Period:
2023-02-02
Accepted Time:
2023-02-03 12:46:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1413837 First Foundation Inc. FFWM State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594279 Jr E. Ulrich Keller 200 Crescent Court
Ste 1400
Dallas TX 75201
Chairman No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-02-02 25,000 $16.36 1,263,014 No 4 S Indirect Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 693,000 Indirect Limited Partnership
Common Stock 245,000 Indirect Spouse
Common Stock 20,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 486 486 Direct
Common Stock Restricted Stock Unit $0.00 886 886 Direct
Common Stock Restricted Stock Unit $0.00 2,563 2,563 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
486 486 Direct
886 886 Direct
2,563 2,563 Direct
Footnotes
  1. No exercise price for this type of award
  2. No exercisable date for this type of award
  3. Vesting dates: 02/23/2021, 02/23/2022, and 02/23/2023
  4. No expiration date for this type of award
  5. Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
  6. Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025