Filing Details

Accession Number:
0001104659-23-010287
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-03 10:49:30
Reporting Period:
2023-02-01
Accepted Time:
2023-02-03 10:49:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538263 Hometrust Bancshares Inc. HTBI Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550618 J. Tony Vuncannon C/O Hometrust Bancshares, Inc.
10 Woodfin Street
Asheville NC 28801
Evp, Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-01 4,871 $14.37 61,537 No 4 M Direct
Common Stock Disposition 2023-02-01 4,871 $27.44 56,666 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2023-02-01 4,871 $0.00 4,871 $14.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 27,166 Indirect By KSOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $26.00 2028-02-11 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-02-11 25,000 25,000 Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.30 to $27.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.
  4. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.