Filing Details

Accession Number:
0001245551-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-25 18:26:34
Reporting Period:
2011-05-25
Filing Date:
2011-05-25
Accepted Time:
2011-05-25 17:26:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790202 First Opportunity Fund Inc FOFI (0) 133341573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245551 C Stephen Miller 2344 Spruce Street
Suite A
Boulder CO 80302
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-25 1,600 $7.18 12,150 No 4 P Indirect By Self as Member of EMLLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Self as Member of EMLLC
Footnotes
  1. Such transactions were effected by Erma Miller, LLC. The members of Erma Miller, LLC ("EMLLC") are Erma Miller, Stephen C. Miller, William Miller, Susan Roof, and Cynthia Ziegler. Such members may be deemed to control EMLLC and may be deemed to possess indirect beneficial ownership of the Shares held by EMLLC. Stephen C. Miller and Erma Miller, acting alone, can vote or exercise dispositive authority over Shares held by EMLLC.