Filing Details

Accession Number:
0001770707-23-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-02 11:57:44
Reporting Period:
2023-02-01
Accepted Time:
2023-02-02 11:57:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc. CFFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1770707 S. Anthony Barry C/O Capitol Federal Financial, Inc.
700 South Kansas Avenue
Topeka KS 66603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cffn Common Stock Acquisiton 2023-02-01 3,400 $8.55 42,477 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Cffn Common Stock 4,416 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Cffn Common Stock CFFN Phantom Stock 2020 $12.50 2023-12-31 2023-12-31 1,687 1,687 Direct
Cffn Common Stock CFFN Phantom Stock 2021 $11.33 2024-12-31 2024-12-31 4,810 4,810 Direct
Cffn Common Stock CFFN Phantom Stock 2022 $8.65 2025-12-31 2025-12-31 8,080 8,080 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-12-31 1,687 1,687 Direct
2024-12-31 4,810 4,810 Direct
2025-12-31 8,080 8,080 Direct