Filing Details

Accession Number:
0001593968-23-000242
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-01 18:01:43
Reporting Period:
2023-01-31
Accepted Time:
2023-02-01 18:01:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526238 S. Jeffrey Mefford 1201 Network Centre Dr.
Effingham IL 62401
President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-01-31 1,600 $18.00 32,422 No 4 M Direct
Common Stock Disposition 2023-01-31 1,600 $25.23 30,822 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2023-01-31 1,600 $0.00 1,600 $18.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,761 2024-08-05 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $23.00 2025-11-03 10,702 10,702 Direct
Common Stock Option (right to buy) $21.00 2024-12-02 7,885 7,885 Direct
Common Stock Option (right to buy) $28.59 2026-11-16 5,341 5,341 Direct
Common Stock Option (right to buy) $28.43 2032-10-31 29,133 29,133 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-11-03 10,702 10,702 Direct
2024-12-02 7,885 7,885 Direct
2026-11-16 5,341 5,341 Direct
2032-10-31 29,133 29,133 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.68 - $25.49 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.
  2. Options vested on 12/31/2017.
  3. These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
  4. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
  5. These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
  6. These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant.