Filing Details

Accession Number:
0001209191-23-005716
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-31 16:45:25
Reporting Period:
2023-01-30
Accepted Time:
2023-01-31 16:45:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539638 Triumph Financial Inc. TFIN State Commercial Banks (6022) 200477066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621665 Todd C Sparks 12700 Park Central Drive
Suite 1700
Dallas TX 75251
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-01-30 3,890 $55.00 43,234 No 4 P Direct
Common Stock Acquisiton 2023-01-30 1,610 $55.00 14,910 No 4 P Indirect By Sparco Market Fund
Common Stock Acquisiton 2023-01-30 4,000 $55.20 4,000 No 4 P Indirect C. Todd Sparks FLP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Sparco Market Fund
No 4 P Indirect C. Todd Sparks FLP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 122,119 Indirect By SBS Equity LLC
Common Stock 1,730 Indirect By Spouse
Footnotes
  1. Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
  2. Shares purchased by the C. Todd Sparks Family Limited Partnership. Reporting person exercises voting and dispositive control of these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.