Filing Details

Accession Number:
0000927089-11-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-25 16:50:04
Reporting Period:
2011-05-24
Filing Date:
2011-05-25
Accepted Time:
2011-05-25 15:50:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410087 Sound Financial Inc. SNFL Savings Institution, Federally Chartered (6035) 260776123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410558 Lee Laura Stewart C/O Sound Financial Inc
2005 Fifth Avenue 2Nd Floor
Seattle WA 98121
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-24 6,000 $6.60 4,000 No 4 S Indirect By business partner
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By business partner
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,550 Direct
Common Stock 14,934 Indirect By 401(k)
Common Stock 964 Indirect By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $7.35 2019-01-27 10,750 10,750 Direct
Common Stock Stock Option (Right to Buy) $8.50 2019-01-27 10,750 10,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-27 10,750 10,750 Direct
2019-01-27 10,750 10,750 Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  2. The options vest in 5 equal annual installments beginning on January 27, 2010.