Filing Details

Accession Number:
0001209191-23-005241
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-27 16:20:42
Reporting Period:
2023-01-25
Accepted Time:
2023-01-27 16:20:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1675149 Alcoa Corp AA Primary Production Of Aluminum (3334) 811789115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1686245 D. Jeffrey Heeter 201 Isabella Street
Suite 500
Pittsburgh PA 15212-5858
Evp & Gen. Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2023-01-25 7,670 $0.00 54,508 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2023-01-25 65,870 $0.00 120,378 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Disposition 2023-01-25 25,740 $52.19 94,638 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2023-01-25 16,668 $51.95 77,970 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
  2. Earned performance restricted stock units (PRSUs) granted in 2020.
  3. Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2020.
  4. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.8000 - $52.2400. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.