Filing Details

Accession Number:
0001209191-23-004542
Form Type:
5
Zero Holdings:
No
Publication Time:
2023-01-24 14:29:45
Reporting Period:
2022-12-31
Accepted Time:
2023-01-24 14:29:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1587987 Newtekone Inc. NEWT () 463755188
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1728694 Nicolas Young 4800 T-Rex Avenue
Suite 120
Boca Raton FL 33431
President, Newtek Bank, N.a. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-31 448 $26.70 28,539 No 5 P Direct
Common Stock Acquisiton 2022-06-30 748 $18.93 28,539 No 5 P Direct
Common Stock Disposition 2022-08-02 2,412 $20.71 28,539 No 5 F Direct
Common Stock Acquisiton 2022-09-30 896 $16.32 28,539 No 5 P Direct
Common Stock Acquisiton 2022-12-30 1,008 $16.25 28,539 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 P Direct
No 5 F Direct
No 5 P Direct
No 5 P Direct
Footnotes
  1. Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer
  2. Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares