Filing Details

Accession Number:
0001437749-23-001630
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-23 20:29:48
Reporting Period:
2023-01-20
Accepted Time:
2023-01-23 20:29:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832487 Guerrilla Rf Inc. GUER () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454884 Berish Susan Barkal 311 Pelham Falls Drive
Greer SC 29651
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-01-20 40,000 $1.30 40,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2023-01-20 20,000 $0.00 20,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 2023-06-02 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
25,000 25,000 Direct
Footnotes
  1. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
  2. The restricted stock units vest 100% on the earliest of (i) June 2, 2023, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability.
  3. No expiration date.
  4. The reporting person purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one-half (0.5) of a share of Common Stock. The purchase price of each Unit was $1.30 per Unit.
  5. Each Warrant is exercisable for a period of five (5) years beginning six (6) months from the date of the final closing of the private placement.