Filing Details

Accession Number:
0001290929-23-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-18 21:59:37
Reporting Period:
2022-10-31
Accepted Time:
2023-01-18 21:59:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1307624 Healthtech Solutions Inc. ENZ Surgical & Medical Instruments & Apparatus (3841) 842528660
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1419248 G. James Wolf 105, Flyway Drive
Kiawah Island SC 29455
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2022-11-17 300 $2.50 3,535,300 No 4 C Direct
Common Stock, $0.01 Par Value Acquisiton 2022-11-21 24,700 $2.50 3,560,000 No 4 C Direct
Common Stock, $0.01 Par Value Acquisiton 2022-12-14 136,200 $2.50 3,696,200 No 4 C Direct
Common Stock, $0.01 Par Value Acquisiton 2022-12-15 85,100 $2.50 3,781,300 No 4 C Direct
Common Stock, $0.01 Par Value Acquisiton 2022-12-16 33,700 $2.50 3,815,000 No 4 C Direct
Common Stock, $0.01 Par Value Acquisiton 2022-11-01 5,000 $2.14 400,500 No 4 P Indirect See Footnote
Common Stock, $0.01 Par Value Acquisiton 2022-10-21 14,500 $2.15 415,000 No 4 P Indirect See Footnote
Common Stock, $0.01 Par Value Acquisiton 2022-11-01 3,500 $2.15 418,500 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Long Call Option (right to buy) Acquisiton 2022-11-01 500 $0.44 50,000 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Acquisiton 2022-11-01 500 $0.69 50,000 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Acquisiton 2022-11-01 10 $0.80 10,000 $2.50
Common Stock, $0.01 Par Value Long Call Option (right to buy) Acquisiton 2022-11-01 10 $0.65 10,000 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Acquisiton 2022-11-01 490 $0.80 49,000 $2.50
Common Stock, $0.01 Par Value Long Call Option (right to buy) Acquisiton 2022-11-01 490 $0.65 49,000 $2.50
Common Stock, $0.01 Par Value Long Call Option (right to buy) Acquisiton 2022-11-03 250 $0.62 25,000 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Acquisiton 2022-11-03 250 $0.62 25,000 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Acquisiton 2022-11-03 200 $0.64 20,000 $2.50
Common Stock, $0.01 Par Value Long Call Option (right to buy) Acquisiton 2022-11-03 200 $0.44 20,000 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Acquisiton 2022-11-03 9 $0.30 900 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Acquisiton 2022-11-03 2 $0.60 200 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Disposition 2022-11-17 3 $0.00 300 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Disposition 2022-11-21 247 $0.00 24,700 $2.50
Common Stock, $0.01 Par Value Long Call Option (right to buy) Disposition 2022-12-05 200 $0.25 20,000 $2.50
Common Stock, $0.01 Par Value Long Call Option (right to buy) Disposition 2022-12-05 57 $0.20 5,700 $2.50
Common Stock, $0.01 Par Value Long Call Option (right to buy) Disposition 2022-12-06 443 $0.15 44,300 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Disposition 2022-12-14 1,362 $0.00 136,200 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Disposition 2022-12-15 851 $0.00 85,100 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Acquisiton 2022-12-15 56 $1.25 5,600 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Acquisiton 2022-12-15 444 $1.29 44,400 $2.50
Common Stock, $0.01 Par Value Short Put Option (obligation to buy) Disposition 2022-12-16 337 $0.00 33,700 $2.50
Common Stock, $0.01 Par Value Long Call Option (right to buy) Disposition 2022-12-30 6 $0.05 600 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,250 2022-11-01 2023-01-20 No 4 P Direct
4,500 2022-11-01 2023-01-20 No 4 S Direct
310 2022-11-01 2023-04-21 No 4 S Direct
760 2022-11-01 2023-04-21 No 4 P Direct
800 2022-11-01 2023-04-21 No 4 S Direct
1,250 2022-11-01 2023-04-21 No 4 P Direct
1,050 2022-11-03 2023-04-21 No 4 P Direct
1,050 2022-11-03 2023-04-21 No 4 S Direct
1,250 2022-11-03 2023-04-21 No 4 S Direct
1,700 2022-11-03 2023-04-21 No 4 P Direct
248 2022-11-03 2022-11-18 No 4 S Direct
250 2022-11-03 2022-11-18 No 4 S Direct
247 2022-11-03 2022-11-18 No 4 C Direct
0 2022-11-03 2022-11-18 No 4 C Direct
1,500 2022-12-05 2023-04-21 No 4 S Direct
1,443 2022-12-05 2023-04-21 No 4 S Direct
1,000 2022-12-06 2023-04-21 No 4 S Direct
3,138 2022-11-01 2023-01-20 No 4 C Direct
2,287 2022-11-01 2023-01-20 No 4 C Direct
1,306 2022-12-15 2023-04-21 No 4 S Direct
1,750 2022-12-15 2023-04-21 No 4 S Direct
1,413 2022-11-01 2023-04-21 No 4 C Direct
3,244 2022-12-30 2023-01-20 No 4 S Direct
Footnotes
  1. The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.50 per share.
  2. The transaction was completed for the benefit of the Reporting Person's sibling. The Reporting Person maintains a power of attorney granted by the Reporting Person's sibling with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his sibling. This report will not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. The transaction was completed for the benefit of one or more of the Reporting Person's adult children. The Reporting Person maintains power of attorney granted by each of his adult children with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his adult children. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act, as amended, or for any other purpose.
  4. The 418,500 shares owned indirectly by the Reporting Person upon completion of this Transaction included 116,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person, 22,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person's spouse, 110,000 shares owned directly by the Reporting Person's sibling and 170,500 shares owned directly by adult children of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest.