Filing Details

Accession Number:
0001104659-23-004606
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-18 16:15:40
Reporting Period:
2023-01-13
Accepted Time:
2023-01-18 16:15:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282631 Netlist Inc NLST Semiconductors & Related Devices (3674) 954812784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422990 M Gail Sasaki 111 Academy, Suite 100
Irvine CA 92617
Vice President And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-01-13 2,460 $1.62 485,159 No 4 S Direct
Common Stock Disposition 2023-01-13 1,950 $1.65 483,209 No 4 S Direct
Common Stock Disposition 2023-01-13 100 $1.66 483,109 No 4 S Direct
Common Stock Disposition 2023-01-13 615 $1.68 482,494 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.