Filing Details
- Accession Number:
- 0001209191-23-003702
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-18 16:06:31
- Reporting Period:
- 2023-01-17
- Accepted Time:
- 2023-01-18 16:06:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1426332 | Ngm Biopharmaceuticals Inc | NGM | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1642996 | Jin-Long Chen | C/O Ngm Biopharmaceuticals, Inc. 333 Oyster Point Boulevard South San Francisco CA 94080 | Chief Scientific Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-01-17 | 85,082 | $1.44 | 993,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-01-17 | 85,082 | $5.15 | 908,893 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-01-17 | 85,082 | $0.00 | 85,082 | $1.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-01-23 | No | 4 | M | Direct |
Footnotes
- The exercise occurred because the option was expiring, and shares were sold to pay the exercise price and related tax obligations.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.015 to $5.30. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Fully vested.
Billionaire Hedge Funds
