Filing Details
- Accession Number:
- 0001225208-23-000689
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-17 20:52:19
- Reporting Period:
- 2023-01-13
- Accepted Time:
- 2023-01-17 20:52:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1662926 | Stacey Friedman | 383 Madison Avenue New York NY 10179-0001 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-01-13 | 12,118 | $0.00 | 71,873 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-01-13 | 11,738 | $0.00 | 83,611 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-01-13 | 12,152 | $139.15 | 71,459 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-01-17 | 23,148 | $140.31 | 48,311 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-01-13 | 11,738 | $0.00 | 11,738 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-01-13 | 12,118 | $0.00 | 12,118 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-01-13 | No | 4 | M | Direct | |
| 12,118 | 2024-01-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,050 | Indirect | By GRAT |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- Balance reflects a) 9,303 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on April 20, 2022; and b) 22,582 shares transferred from the Grantor to fund a new GRAT on April 27, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
- Sale pursuant to 10b5-1 plan dated October 21, 2022.
- Balance reflects a) 9,303 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on April 20, 2022 and b) 22,582 shares transferred from the Grantor to fund a new GRAT on April 27, 2022. These transactions are exempt from Section 16(b).
- Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
- Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.
Billionaire Hedge Funds
