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Home > Insider Trading > Filing (0001494650-23-000002)

Filing Details

Accession Number:: 0001494650-23-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-01-17 09:48:17
Reporting Period:: 2023-01-13

Accepted Time:: 2023-01-17 09:48:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1494650	Optinose Inc.	OPTN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1493024	K Peter Miller	C/O Optinose, Inc. 1020 Stony Hill Road, Suite 300 Yardley PA 19067	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-01-13	29,664	$1.77	853,384	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	104,413	Indirect	By: Deed of Trust Peter K. Miller, dated October 13, 2014

Footnotes

Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted share units. This sale is mandated by the issuer's award agreement under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.