Filing Details
- Accession Number:
- 0000897101-23-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-13 18:03:06
- Reporting Period:
- 2023-01-11
- Accepted Time:
- 2023-01-13 18:03:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40704 | General Mills Inc | GIS | Grain Mill Products (2040) | 410274440 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685072 | Jonathon Nudi | Number One General Mills Boulevard Minneapolis MN 55426 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-01-11 | 10,894 | $48.33 | 93,678 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-01-11 | 10,894 | $84.49 | 82,784 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2023-01-11 | 10,894 | $0.00 | 10,894 | $48.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-06-25 | 2023-07-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,419 | Indirect | by Spouse |
| Common Stock | 1,684 | Indirect | by Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $46.06 | 2022-06-26 | 2028-07-26 | 1,629 | 1,629 | Indirect |
| Common Stock | Non-Qualified Stock Option (right to buy) | $53.70 | 2023-06-25 | 2029-07-25 | 10,475 | 10,475 | Indirect |
| Common Stock | Non-Qualified Stock Option (right to buy) | $55.52 | 2021-06-27 | 2027-07-27 | 1,351 | 1,351 | Indirect |
| Common Stock | Non-Qualified Stock Option (right to buy) | $60.03 | 2025-06-29 | 2031-07-29 | 7,028 | 7,028 | Indirect |
| Common Stock | Non-Qualified Stock Option (right to buy) | $61.65 | 2024-06-30 | 2030-07-31 | 4,563 | 4,563 | Indirect |
| Common Stock | Non-Qualified Stock Option (right to buy) | $66.52 | 2020-06-21 | 2026-07-21 | 648 | 648 | Indirect |
| Common Stock | Non-Qualified Stock Option (right to buy) | $70.26 | 2026-06-28 | 2032-07-28 | 5,204 | 5,204 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-07-26 | 1,629 | 1,629 | Indirect |
| 2029-07-25 | 10,475 | 10,475 | Indirect |
| 2027-07-27 | 1,351 | 1,351 | Indirect |
| 2031-07-29 | 7,028 | 7,028 | Indirect |
| 2030-07-31 | 4,563 | 4,563 | Indirect |
| 2026-07-21 | 648 | 648 | Indirect |
| 2032-07-28 | 5,204 | 5,204 | Indirect |
Footnotes
- Reflects the weighted average sales price with transactions in a range of sales from $84.46 to $84.525. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- The reporting person is reporting indirect beneficial ownership of shares held by his spouse as a result of marriage.
- Held in Trust for the benefit of the reporting person's spouse by the Trustee of the General Mills Savings Plan. The reporting person is reporting indirect beneficial ownership of shares held by his spouse as a result of marriage.
- Includes Awards of: 1,048 restricted stock units that vest on June 25, 2023; 913 restricted stock units that vest on June 30, 2024; 1,406 restricted stock units that vests on June 29, 2025; 1,041 restricted stock units that vest on June 28, 2026
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