Filing Details

Accession Number:
0001213900-23-002248
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-11 15:42:13
Reporting Period:
2023-01-09
Accepted Time:
2023-01-11 15:42:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1540159 Edesa Biotech Inc. EDSA Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1702636 Lumira Capital Investment Management Inc. 770-141 Adelaide Street West
Toronto A6 M5H 3L5
No No Yes No
1778046 Peter Velden Der Van 770-141 Adelaide Street West
Toronto A6 M5H 3L5
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Share Disposition 2023-01-09 132,845 $2.66 1,764,583 No 4 S Indirect Held by Lumira Capital II, L.P.
Common Share Disposition 2023-01-09 12,284 $2.66 163,170 No 4 S Indirect Held by Lumira Capital II (International), L.P.
Common Share Disposition 2023-01-10 139,450 $2.63 1,625,133 No 4 S Indirect Held by Lumira Capital II, L.P.
Common Share Disposition 2023-01-10 12,895 $2.63 150,275 No 4 S Indirect Held by Lumira Capital II (International), L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held by Lumira Capital II, L.P.
No 4 S Indirect Held by Lumira Capital II (International), L.P.
No 4 S Indirect Held by Lumira Capital II, L.P.
No 4 S Indirect Held by Lumira Capital II (International), L.P.
Footnotes
  1. This Form 4 is jointly filed by (i) Lumira Capital II, L.P. ("LCII LP"), (ii) Lumira Capital II (International), L.P. ("LCII INT LP"), (iii) Lumira Capital GP, L.P., (iv) Lumira GP Inc. (v) Lumira GP Holdings Co., and (vi) Lumira Capital Investment Management Inc. Lumira Capital GP, L.P. the general partners of which are Lumira GP Inc. and Lumira GP Holdings Co., is the general partner of LCII LP and LCII INT LP, and each of LCII LP and LCII INT LP is managed by Lumira Capital Investment Management Inc. Mr. van der Velden is an executive officer of Lumira GP Inc., Lumira GP Holdings Co., and Lumira Capital Investment Management Inc. Each of Lumira Capital GP, L.P., Lumira GP Inc., Lumira GP Holdings Co., Lumira Capital Investment Management Inc. and Mr. van der Velden may be deemed to beneficially own the shares held by LCII LP and LCII INT LP, but each disclaim beneficial ownership except to the extent of their pecuniary interest therein, if any.