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Filing Details

Accession Number:: 0001104659-23-002877
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-01-11 06:01:18
Reporting Period:: 2023-01-06

Accepted Time:: 2023-01-11 06:01:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1055160	Mfa Financial Inc.	MFA	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1034657	S Barry Sternlicht	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1809797	Starwood Capital Group Global Ii, L.p.	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1814296	Scgg Ii Gp, L.l.c.	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1814302	Starwood Capital Group Holdings Gp, L.l.c.	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1814305	Bss Scg Gp Holdings, Llc	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1830470	Ssf U.s. Investco C, L.p.	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1830606	Ssf U.s. Investco, L.p.	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1830607	Ssf U.s. Investco K, L.p.	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1915319	Sar Public Holdings Ii, L.l.c.	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1915524	Ssf U.s. Investco S, L.p.	591 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-01-06	450,000	$10.50	10,188,539	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2023-01-09	10,188,539	$10.07	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

The reported securities are directly held in the following manner: 1,018,854 shares by SAR Public Holdings II, L.L.C. ("SAR Public Holdings"), 774,329 shares by SSF U.S. Investco C, L.P. ("SSF Investco C"), 4,737,672 shares by SSF U.S. Investco K, L.P. ("SSF Investco K"), 1,029,041 shares by SSF U.S. Investco S, L.P. ("SSF Investco S") and 2,628,643 shares by SSF U.S. Investco, L.P. ("SSF Investco").
[continued from footnote 1] SOF-XI U.S. Private SAR Holdings, L.P. ("SOF-XI U.S. Private SAR Holdings") and SOF-XI U.S. Institutional SAR Holdings, L.P. ("SOF-XI U.S. Institutional SAR Holdings") serve as the co-managing members of SAR Public Holdings. Starwood XI Management Holdings GP, L.L.C. ("Starwood XI Management Holdings GP") serves as the general partner of each of SOF-XI U.S. Private SAR Holdings and SOF-XI U.S. Institutional SAR Holdings. Starwood XI Management, L.P. ("Starwood XI Management") serves as the sole member of Starwood XI Management Holdings GP. Starwood XI Management GP, L.L.C. ("Starwood XI Management GP") serves as the general partner of Starwood XI Management.
[continued from footnote 2] Starwood SSF U.S. Holdco C GP, L.L.C. ("SSF Holdco C GP"), Starwood SSF U.S. Holdco K GP, L.L.C. ("SSF Holdco K GP"), Starwood SSF U.S. Holdco S GP, L.L.C. ("SSF Holdco S GP") and SSF U.S. Holdco GP, L.L.C. ("SSF Holdco GP") serve as the general partners of SSF Investco C, SSF Investco K, SSF Investco S and SSF Investco, respectively. Starwood Distressed Special Situations Co-Invest C, L.P. ("SDSS Co-Invest C"), Starwood Distressed Special Situations Co-Invest K, L.P. ("SDSS Co-Invest K"), Starwood Distressed Special Situations Co-Invest S, L.P. ("SDSS Co-Invest S") and Starwood Distressed Special Situations Co-Invest, L.P. ("SDSS Co-Invest", and collectively with SDSS Co-Invest C, SDSS Co-Invest K and SDSS Co-Invest S, the "SDSS Co-Invest Entities") serve as the sole members of SSF Holdco C GP, SSF Holdco K GP, SSF Holdco S GP and SSF Holdco GP, respectively.
[continued from footnote 3] Starwood Distressed Special Situations Co-Invest GP, L.P. ("SDSS Co-Invest GP") serves as the general partner of each of the SDSS Co-Invest Entities. Starwood SSF GP, L.L.C. ("SSF GP") serves as the general partner of SDSS Co-Invest GP. Starwood Capital Group Global II, L.P. ("SCG Global II") serves as the sole member of Starwood XI Management GP and SSF GP, respectively. SCGG II GP, L.L.C. ("SCGG II GP") serves as the general partner of SCG Global II.
[continued from footnote 4] Starwood Capital Group Holdings GP, L.L.C. ("SCG Holdings GP") serves as the sole member of SCGG II GP. BSS SCG GP Holdings, LLC ("BSS SCG GP Holdings") serves as the sole member of SCG Holdings GP and serves as the general partner or managing member of other entities affiliated with Barry S. Sternlicht. Barry S. Sternlicht is the managing member of BSS SCG GP Holdings. Each of the foregoing persons may be deemed to beneficially own the reported securities but disclaims beneficial ownership except to the extent of such person's pecuniary interest therein.