Filing Details
- Accession Number:
- 0001209191-23-002439
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-06 17:54:54
- Reporting Period:
- 2023-01-04
- Accepted Time:
- 2023-01-06 17:54:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492426 | Horizon Therapeutics Public Ltd Co | HZNP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230482 | W Jeffrey Sherman | C/O Horizon Therapeutics Plc, 70 St. Stephen?S Green Dublin L2 D02 E2X4 | Evp And Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2023-01-05 | 51,132 | $0.00 | 65,562 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-01-05 | 22,655 | $113.24 | 42,907 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2023-01-06 | 5,187 | $113.29 | 49,314 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units (RSUs) | Acquisiton | 2023-01-04 | 18,397 | $0.00 | 18,397 | $0.00 |
| Ordinary Shares | Restricted Stock Units (RSUs) | Disposition | 2023-01-05 | 12,095 | $0.00 | 12,095 | $0.00 |
| Ordinary Shares | Restricted Stock Units (RSUs) | Disposition | 2023-01-05 | 9,314 | $0.00 | 9,314 | $0.00 |
| Ordinary Shares | Restricted Stock Units (RSUs) | Disposition | 2023-01-05 | 6,348 | $0.00 | 6,348 | $0.00 |
| Ordinary Shares | Performance Restricted Stock Units (PSUs) | Disposition | 2023-01-05 | 7,257 | $0.00 | 7,257 | $0.00 |
| Ordinary Shares | Performance Restricted Stock Units (PSUs) | Disposition | 2023-01-05 | 1,966 | $0.00 | 1,966 | $0.00 |
| Ordinary Shares | Performance Restricted Stock Units (PSUs) | Disposition | 2023-01-05 | 4,834 | $0.00 | 4,834 | $0.00 |
| Ordinary Shares | Performance Restricted Stock Units (PSUs) | Disposition | 2023-01-05 | 9,318 | $0.00 | 9,318 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,397 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 9,314 | No | 4 | M | Direct | ||
| 12,696 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 4,654 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 84,430 | Indirect | See Footnote |
| Ordinary Shares | 66,730 | Indirect | by Spouse |
Footnotes
- Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.
- The shares are held in the Jeffrey W. Sherman Living Trust.
- The shares are held in the name of the Jeffrey W. Sherman 2020 Gift Trust, of which the reporting person's spouse is the Trustee.
- The RSUs vest 1/3rd annually on each anniversary of January 5, 2023.
- The final tranche of ordinary shares subject to the RSU vested on January 5, 2023.
- The remaining ordinary shares subject to the RSU vest on January 5, 2024.
- The remaining ordinary shares subject to the RSU vest ratably on January 5, 2024 and January 5, 2025.
- The ordinary shares subject to the PSUs vested on January 5, 2023.
- The remaining ordinary shares subject to the PSU vest on January 5, 2024.
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