Filing Details

Accession Number:
0001209191-11-030459
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-23 17:33:33
Reporting Period:
2011-05-19
Filing Date:
2011-05-23
Accepted Time:
2011-05-23 16:33:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447766 Barry Slifstein 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Vice President And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2011-05-19 5,000 $17.63 27,281 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2011-05-19 5,000 $23.43 22,281 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-05-19 5,000 $0.00 5,000 $17.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 1,708 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $0.00 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
5,000 5,000 Direct
Footnotes
  1. Includes an aggregate of 6,619 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and 11,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
  2. Approximate number of shares held as of May 19, 2011 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  3. The option vested in four equal installments on October 29, 2005, 2006, 2007 and 2008.
  4. No transaction is being reported on this line. Reported on a previously filed Form 3 or Form 4.
  5. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal installments commencing one year after the date of grant. These Stock Appreciation Rights were granted in 2005 and expire 10 years from the date of grant.