Filing Details
- Accession Number:
- 0001513990-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 17:26:29
- Reporting Period:
- 2011-01-26
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 16:26:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866970 | Lighting Science Group Corp | LSCG | Electric Lighting & Wiring Equipment (3640) | 232596710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513990 | Leon Wagner | C/O Lighting Science Group Corporation Building 2A, 1227 South Patrick Drive Satellite Beach FL 32937 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-26 | 60,000 | $3.30 | 126,667 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-01-26 | 45,000 | $3.30 | 171,667 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-01-26 | 15,000 | $3.30 | 186,667 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-01-26 | 634,394 | $3.30 | 821,061 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-19 | 28,852 | $3.70 | 849,913 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- These shares are held by the Leon Wagner 2011 Trust No. 1 and were purchased through a private placement of the Issuer's common stock. The reporting person may be deemed to be the beneficial owner of such shares.
- These shares are held by the Leon Wagner 2011 Trust No. 2 and were purchased through a private placement of the Issuer's common stock. The reporting person may be deemed to be the beneficial owner of such shares.
- These shares are held by the Leon Wagner 2011 Trust No. 3 and were purchased through a private placement of the Issuer's common stock. The reporting person may be deemed to be the beneficial owner of such shares.
- These shares were purchased by the reporting person through a private placement of the Issuer's common stock.
Billionaire Hedge Funds
