Filing Details

Accession Number:
0000899243-23-000973
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-05 16:06:47
Reporting Period:
2023-01-03
Accepted Time:
2023-01-05 16:06:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745999 Beam Therapeutics Inc. BEAM Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1786322 Giuseppe Ciaramella C/O Beam Therapeutics Inc.,
238 Main Street
Cambridge MA 02142
President & Cso No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-01-03 9,106 $0.67 105,068 No 4 M Direct
Common Stock Acquisiton 2023-01-03 4,326 $4.22 109,394 No 4 M Direct
Common Stock Acquisiton 2023-01-03 40,297 $0.67 149,691 No 4 M Direct
Common Stock Disposition 2023-01-03 37,525 $37.14 112,166 No 4 S Direct
Common Stock Disposition 2023-01-03 13,704 $37.99 98,462 No 4 S Direct
Common Stock Disposition 2023-01-03 1,900 $39.07 96,562 No 4 S Direct
Common Stock Disposition 2023-01-03 600 $39.94 95,962 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2023-01-03 9,106 $0.00 9,106 $0.67
Common Stock Stock Option (Right to Buy) Disposition 2023-01-03 4,326 $0.00 4,326 $4.22
Common Stock Stock Option (Right to Buy) Disposition 2023-01-03 40,297 $0.00 40,297 $0.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-05-08 No 4 M Direct
0 2029-02-13 No 4 M Direct
150,905 2028-05-08 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.66 to $37.65, inclusive. The Reporting Person undertakes to provide Beam Therapeutics Inc. ("BEAM"), any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.66 to $38.48, inclusive. The Reporting Person undertakes to provide BEAM, any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.82 to $39.75, inclusive. The Reporting Person undertakes to provide BEAM, any security holder of BEAM or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The option award vested upon the achievement of a closing price hurdle following BEAM's initial public offering (which closing price hurdle has been achieved) in three equal installments on December 21, 2021, June 30, 2022 and December 31, 2022.
  6. The shares subject to this stock option vested 25% on the first anniversary of the vesting commencement date, February 26, 2018, and the remaining shares vested in 36 substantially equal monthly installments thereafter.