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Filing Details

Accession Number:: 0001423774-23-000009
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-01-04 18:10:22
Reporting Period:: 2022-12-31

Accepted Time:: 2023-01-04 18:10:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1423774	Zuora Inc	ZUO	Services-Prepackaged Software (7372)	205530976

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1791403	J. Robert Traube	C/O Zuora, Inc. 101 Redwood Shores Parkway Redwood City CA 94065	Chief Revenue Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2022-12-31	6,250	$0.00	43,991	No	4	M	Direct
Class A Common Stock	Acquisiton	2022-12-31	6,250	$0.00	50,241	No	4	M	Direct
Class A Common Stock	Acquisiton	2022-12-31	18,750	$0.00	68,991	No	4	M	Direct
Class A Common Stock	Acquisiton	2022-12-31	20,834	$0.00	89,825	No	4	M	Direct
Class A Common Stock	Disposition	2023-01-03	26,162	$6.32	63,663	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units (RSU)(Class A)	Disposition	2022-12-31	6,250	$0.00	6,250	$0.00
Class A Common Stock	Restricted Stock Units (RSU)(Class A)	Disposition	2022-12-31	6,250	$0.00	6,250	$0.00
Class A Common Stock	Restricted Stock Units (RSU)(Class A)	Disposition	2022-12-31	18,750	$0.00	18,750	$0.00
Class A Common Stock	Restricted Stock Units (RSU)(Class A)	Disposition	2022-12-31	20,834	$0.00	20,834	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
18,750	No	4	M	Direct
31,250	No	4	M	Direct
168,750	No	4	M	Direct
187,500	No	4	M	Direct

Footnotes

Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two, three and four of Table I.
Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.