Filing Details
- Accession Number:
- 0001437749-23-000302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-04 15:43:59
- Reporting Period:
- 2022-12-30
- Accepted Time:
- 2023-01-04 15:43:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1832487 | Guerrilla Rf Inc. | GUER | Semiconductors & Related Devices (3674) | 853837067 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1891907 | Jr. E. James Dunn | 300 N. Greene Street Suite 2195 Greensboro NC 27401 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-30 | 10,000 | $1.30 | 10,000 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 41,912 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | $0.00 | 25,000 | 25,000 | Direct | ||
| Common Stock | Stock Option | $0.48 | 2025-07-14 | 17,725 | 17,725 | Direct | |
| Common Stock | Stock Option | $0.24 | 2026-10-26 | 14,771 | 14,771 | Direct | |
| Common Stock | Stock Option | $0.32 | 2028-09-25 | 14,771 | 14,771 | Direct | |
| Common Stock | Stock Option | $0.37 | 2029-09-11 | 7,385 | 7,385 | Direct | |
| Common Stock | Stock Option | $0.53 | 2030-10-30 | 14,771 | 14,771 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 25,000 | 25,000 | Direct | |
| 2025-07-14 | 17,725 | 17,725 | Direct |
| 2026-10-26 | 14,771 | 14,771 | Direct |
| 2028-09-25 | 14,771 | 14,771 | Direct |
| 2029-09-11 | 7,385 | 7,385 | Direct |
| 2030-10-30 | 14,771 | 14,771 | Direct |
Footnotes
- Shares held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust, for the benefit of Reporting Person.
- Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- The restricted stock units vest 100% on the earliest of (i) 06/03/2023, subject to the recipient's continued service as a Board member of the Company as of the first anniversary date, (ii) the recipient's death, or (iii) the recipient's disability.
- No expiration date.
- The shares subject to the option are fully vested and exercisable.
Billionaire Hedge Funds
