Filing Details
- Accession Number:
- 0001625641-23-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-03 19:46:02
- Reporting Period:
- 2022-12-29
- Accepted Time:
- 2023-01-03 19:46:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1625641 | Cs Disco Inc. | LAW | Services-Prepackaged Software (7372) | 464254444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1870164 | Michael Lafair | 111 Congress Avenue Suite 900 Austin TX 78701 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-12-29 | 49,965 | $1.50 | 438,041 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-01-03 | 1,640 | $6.35 | 436,401 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2022-12-29 | 49,965 | $0.00 | 49,965 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-06-08 | No | 4 | M | Direct |
Footnotes
- Shares were sold pursuant to a Rule 10b5-1 trading plan.
- Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of shares.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.63 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Twenty-five percent (25%) of the shares underlying the option vested on December 31, 2018, and the remainder vested or shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.
Billionaire Hedge Funds
