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Filing Details

Accession Number:: 0001493152-22-037212
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-12-30 21:15:13
Reporting Period:: 2022-05-02

Accepted Time:: 2022-12-30 21:15:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1046995	Emagin Corp	EMAN	Semiconductors & Related Devices (3674)	561764501

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1230770	Ltd Ginola	C/O Inpendra Limited, 2Nd Floor Eaton House, 9 Seaton Place St. Helier Y9 JE4 9WG		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-05-02	1,431	$0.89	0	No	4	S	Indirect	By Flat Creek Fiduciary Management LLC, as Trustee
Common Stock	Acquisiton	2022-12-22	1,002,647	$0.00	1,002,647	No	4	C	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Flat Creek Fiduciary Management LLC, as Trustee
No	4	C	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B Convertible Preferred Stock	Disposition	2022-12-22	303	$0.00	1,002,647	$0.30
Common Stock	Series B Convertible Preferred Stock	Disposition	2022-12-22	703	$0.00	2,326,273	$0.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
500			No	4	C	Direct
0			No	4	J	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	78,478	Indirect	By Mount Union Corp.
Common Stock	57,372	Indirect	By Chelsea Trust Company, as Trustee

Footnotes

These securities are solely owned by Flat Creek Fiduciary Management LLC, as trustee of a trust for the benefit of the sole member of the Reporting Person and his minor descendants ("Trustee"). The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
These securities are held solely by Mount Union Corp. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
These securities are held solely by Chelsea Trust Company Limited, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
The shares of Series B Convertible Preferred Stock were purchased on December 22, 2008 as part of a private placement with the Issuer in accordance with the Securities Purchase Agreement, dated December 18, 2008, between the Issuer and the holder. The shares of Series B Convertible Preferred Stock have the rights and preferences set forth on the Certificate of Designations of Series B Convertible Preferred Stock filed with the Secretary of State for the State of Delaware on December 19, 2008. The Series B Convertible Preferred Stock has a stated value of $1,000 per share and currently has a conversion price of $ 0.3022 per share.
These securities were held solely by the Trustee for the benefit of the sole member of the Reporting Person and his minor descendants. The trust has been terminated and the securities have been distributed to a limited liability company of which the sole member of the Reporting Person is the sole member.