Filing Details
- Accession Number:
- 0000009984-11-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-16 18:29:07
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-16
- Accepted Time:
- 2011-05-16 17:29:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1368731 | W Jerry Burris | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Vp-Bgi; President, Pc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-13 | 48,667 | $22.34 | 139,281 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 25,000 | $22.34 | 164,281 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 71,218 | $24.31 | 93,063 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 20,000 | $18.33 | 113,063 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 17,375 | $24.36 | 95,688 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-13 | 48,667 | $0.00 | 48,667 | $22.34 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-13 | 25,000 | $0.00 | 25,000 | $22.34 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-13 | 20,000 | $0.00 | 20,000 | $18.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,333 | 2017-02-14 | No | 4 | M | Direct | |
| 0 | 2017-02-14 | No | 4 | M | Direct | |
| 0 | 2016-07-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 159 | Indirect | By Company's Employee Stock Purchase Plan |
| Common Stock | 3,843 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 1998 Restricted Stock Units granted 2/14/07, 10700 granted 2/10/09, 21800 granted 2/10/09, 11854 granted 2/8/10, 5600 granted 2/9/11 and 5600 Performance Share Awards granted 2/9/11, that are subject to forfeiture if certain events occur.
- The options vest at a rate of 33.334% on the 18th month and 33.333% on the 30th and 42nd months from 2/14/2007.
- 1 for 1.
- The options vest at a rate of 33.334% on the 18th month and 33.333% on the 30th and 42nd months from 7/19/2006.
Billionaire Hedge Funds
