Filing Details

Accession Number:
0001454197-11-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-16 18:27:15
Reporting Period:
2011-05-12
Filing Date:
2011-05-16
Accepted Time:
2011-05-16 17:27:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
63276 Mattel Inc MAT Dolls & Stuffed Toys (3942) 951567322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231083 L Andrea Rich Mattel, Inc.
333 Continental Blvd.
El Segundo CA 90245
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-12 1,000 $0.00 17,106 No 4 M Direct
Common Stock Disposition 2011-05-12 1,000 $23.38 16,106 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2011-05-12 1,000 $0.00 1,000 $0.00
Common Stock Restricted Stock Units Acquisiton 2011-05-13 3,766 $0.00 3,766 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
3,766 No 4 A Direct
Footnotes
  1. As reported on a Form 4 dated May 29, 2008 and filed on June 2, 2008, the reporting person received a grant of 2,000 Restricted Stock Units ("RSUs") on May 29, 2008. On May 12, 2011, 50% of these RSUs vested, resulting in the issuance of 1,000 shares of Mattel common stock.
  2. The RSUs were granted on May 13, 2011, pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.
  3. The RSUs will vest in four equal installments, as follows: (i) 25% on August 13, 2011, (ii) 25% on November 13, 2011, (iii) 25% on February 13, 2012 and (iv) 25% on the earlier of May 13, 2012 or the day before the first annual meeting of Mattel's stockholders that occurs after the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).