Filing Details

Accession Number:
0001209191-22-062204
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-20 17:45:29
Reporting Period:
2022-12-16
Accepted Time:
2022-12-20 17:45:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1603978 Aquabounty Technologies Inc. AQB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1583861 K Michael Stern C/O Aquabounty Technologies, Inc.
2 Mill And Main Place, Suite 395
Maynard MA 01754
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-16 20,000 $0.74 20,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to Purchase $1.49 2023-05-27 2032-11-10 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2032-11-10 2,500 2,500 Direct
Footnotes
  1. Purchase 15,000 shares at $1.60 06/13/2022
  2. Purchase 20,000 shares at $.74 12/16/2022
  3. Options to purchase common stock were granted on 11/10/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest 05/27/2023