Filing Details

Accession Number:
0001782759-22-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-19 14:19:38
Reporting Period:
2022-12-15
Accepted Time:
2022-12-19 14:19:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727273 Cadiz Inc CDZI Water Supply (4941) 770313235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299311 H Winston Hickox C/O Cadiz Inc.
550 South Hope Street, Suite 2850
Los Angeles CA 90071
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-15 7,905 $2.57 70,495 No 4 P Indirect By Spouse
Common Stock Acquisiton 2022-12-16 264 $2.61 70,759 No 4 P Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse
No 4 P Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 155,894 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $2.54 to $2.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.