Filing Details

Accession Number:
0001586637-22-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-16 20:55:28
Reporting Period:
2022-12-15
Accepted Time:
2022-12-16 20:55:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1583708 Sentinelone Inc. S Services-Prepackaged Software (7372) 990385461
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586637 J. David Bernhardt C/O Sentinelone, Inc.
444 Castro Street, Suite 400
Mountain View CA 94041
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-12-15 1,538 $3.02 99,021 No 4 C Direct
Class A Common Stock Disposition 2022-12-15 1,538 $15.03 97,483 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy) Disposition 2022-12-15 1,538 $0.00 1,538 $3.02
Class A Common Stock Class B Common Stock Acquisiton 2022-12-15 1,538 $0.00 1,538 $0.00
Class A Common Stock Class B Common Stock Disposition 2022-12-15 1,538 $0.00 1,538 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,055,320 2030-10-01 No 4 M Direct
1,538 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
  2. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2022.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  4. 25% of the award vested on September 8, 2021, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.
  5. Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO,
  6. (continued from footnote 5) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of the reporting person.