Filing Details

Accession Number:
0001209191-22-061627
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-12-16 15:28:22
Reporting Period:
2022-12-15
Accepted Time:
2022-12-16 15:28:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1603978 Aquabounty Technologies Inc. AQB Fishing, Hunting And Trapping (900) 043156167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1833626 J Ricardo Alvarez C/O Aquabounty Technologies, Inc.
2 Mill &Amp; Main Place, Suite 395
Maynard MA 01754
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-12-15 3,871 $0.72 3,871 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,045 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to Purchase Common Stock $6.72 2022-03-10 2031-03-10 2,083 2,083 Direct
Common Stock Options to Purchase Common Stock $1.52 2023-03-14 2032-03-14 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-03-10 2,083 2,083 Direct
2032-03-14 2,500 2,500 Direct
Footnotes
  1. Purchase of 4,045 shares at $.66 12/14/2022
  2. Purchase of 3,871 shares at $.72 12/15/2022
  3. Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  4. Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant